Compliance Manager | Contract

Location Singapore
Discipline Insurance
Job Reference BBBH148502_1741748824
Salary S$0.00 - S$7000 per month
Consultant Name Hibah Bakhtavar
Consultant Email [email protected]
Consultant Contact No.
EA License No. 02C3423
Consultant Registration No. R21103109


Principal Responsibilities

  • Conduct investigations in relation to market misconduct complaints and follow-up actions
  • Perform market conduct compliance reviews, monitor and implement follow-up actions
  • Liaise with the regulator and relevant government agencies
  • Maintain and revise policies and procedures for the general operation of distribution compliance activities
  • Cover duties of team leader and members in his/her absence
  • Any other ad-hoc duties and projects assigned



Requirements

  • Diploma in compliance or equivalent or degree in business, finance or equivalent
  • Has relevant experiences in compliance, or investigation background from law enforcement agencies
  • Knowledge in Financial Advisers Act ("FAA") and relevant MAS notices and guidelines.
  • Good analytical skills
  • Meticulous
  • Good communication skills(verbal & written).


Interested Candidates may send their resume and cover letter directly to [email protected] ,stating the position as the subject title in the email.
Hibah Bakhtavar | EA License No. 02C3423 | Personnel Registration No. R21103109

Hibah Bakhtavar EA License No.: 02C3423 Personnel Registration No.: R21103109

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